Kimmy Wan, MBA
Chief Wealth Strategist
Founder and Chief Compliance Officer
Kimmy is the founder and owner of KW Wealth Management LLC. She has more than 23 years of experience in the financial services industry. I believe in maintaining a positive mindset, creating partnerships with a purpose, and always striving for significant outcomes. When you work with me, you should expect a collaboration with transparency and consistency.
Licenses & Certifications
Life, Health & Variable Annuity Insurance License agent, CA Insurance License #0I00529
Licensed Investment Adviser Representative with KW Wealth Management
Registered Banker of CBC Securities, specializing in mergers, acquisitions, corporate finance, corporate take over, deal process for venture capital, small and medium-size companies through the transformative corporate decision process, capital formations, accounting restructuring, and private placement.
FINRA Series 3, 4, 7, 24, 63, and 66 Securities Licenses
Kimmy graduated from California State University, Sacramento in 1998 with a B.S. in Finance and Economics and then obtained her M.B.A. in Finance from the University of Phoenix. She was a Vice President-Sr. Financial Consultant for Charles Schwab Corporation, Manager of Asia Pacific Relationship Management, and a Mutual Fund Operation Analyst for E-Trade Financial Corporation. Kimmy is an expert wealth advisor in helping those who are retired as well as those planning for retirement. Kimmy specializes in modern portfolio management, risk management, financial planning, and investment strategic planning.
She hs been providing professional consulting services to clients from California and beyond. From strategic planning to innovative solutions, her focus is always on building an efficient and results-driven relationship. She'll work with you to create a customized plan of action for yourself or your organization.
In her spare time, she enjoys tutoring her son in Chinese and piano. She also volunteers at her son’s elementary school as well as at local senior centers.
Kimmy has native fluency in Chinese Mandarin and Cantonese.
Duc Huy Nguyen
Duc-Huy is the Marketing Strategist for KW Wealth Management LLC. She has experience in marketing, philanthropic giving, and Health care.
Started by our dedicated and visionary leaders back in 2008, KW WEALTH MANAGEMENT has grown into an impactful Community Movement. We emphasize transparency in everything we do, setting bold goals, and pursuing a clear strategy that seeks to move the needle. We are constantly growing and adapting to the changes of society, and invite you to learn more about how you can make an impact.
Duc-Huy graduated from Stanford University in 2015 with a B.S. in Biological Sciences. While receiving her pre-medical education at Stanford, she worked with their Integrated Market Services (IMS) team to establish connections with alumni and assisted in collecting philanthropic gifts to the school to fund the undergraduate and graduate programs. During her three-year tenure, she participated in the IMS’ most successful fiscal year.
After her time at Stanford, Duc-Huy continued to pursue medicine and is now a third-year medical student at the American University of Antigua. She is currently doing her rotations in Southern California which consists, largely, of educating patients on the importance of preventative care to better prepare for their future.
She believes that in preparing for the future, one must also take care of themselves from a financial standpoint and she can think of no one better than KW Wealth Management LLC to assist them in this planning.
Duc-Huy has native fluency in Vietnamese and is proficient in Spanish.