Meet our Executives



 

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Kimmy Wan, MBA
 
CEO and Chief Wealth Strategist | Financial and Investment Blog Writer 
 

Kimmy is the founder and owner of KW Wealth Management LLC. She has more than 24 years of experience in the financial services industry.

 

Licenses & Certifications

 

Life, Health & Variable Annuity Insurance License agent, CA Insurance License #0I00529

Licensed Investment Adviser Representative with KW Wealth Management 

Passed FINRA Series 3, 4, 7, 24, 63, and 66 Securities Exams

 

Registered Banker with CBC Securities. She specializes in mergers, acquisitions, corporate finance, corporate takeover, and deal process for venture capital and small and medium-sized companies through the transformative corporate decision process, capital formations, accounting restructuring, and private placement.

Professional Memberships: 

CFA Society Sacramento

CFA Institute

The Dell Women's Entrepreneur Network

About Kimmy 

 

Kimmy was a Vice President-Sr. Financial Consultant for Charles Schwab Corporation for thirteen years, where she monitored $800 million portfolio performance and conducted detailed economic research and analysis to service and recommend ongoing investment strategies to high net worth clients. Before the position as VP, Kimmy served as the Manager of Asia Pacific Relationship Management and a Mutual Fund Operation Analyst for E-Trade Financial Corporation, later acquired by Morgan Stanely. For eight years, she led a team of 20 bilingual stockbrokers to service Asia and Europe, including but not limited to supplying necessary industry and market research, data, and risk analysis to mutual fund portfolio managers. Kimmy has excellent interpretation skills of data on price, yield, stability, future investment-risk trends, micro and macroeconomics, and other factors involved in investment decisions. Kimmy graduated from California State University, Sacramento, in 1998 with a B.S. in Finance and Economics and then obtained her M.B.A. in Finance from the University of Phoenix. 

 

She has been providing professional consulting services to clients from California and beyond. From strategic planning to innovative solutions, her focus is always on building an efficient and results-driven relationship. She'll work with you to create a customized action plan for yourself or your organization. 

In her spare time, she enjoys tutoring kids in Chinese, Math, and piano. Fluent in both Mandarin and Cantonese and speaking some Japanese and Chinese sign language, Kimmy can communicate with clients across the AAPI community and make them feel comfortable and welcome.

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Dr. Duc Huy Nguyen 
 
Marketing Strategist

Duc-Huy is the Marketing Strategist for KW Wealth Management LLC. She has experience in marketing, philanthropic giving, and Health care. 

Started by our dedicated and visionary leaders back in 2008, KW WEALTH MANAGEMENT has grown into an impactful Community Movement. We emphasize transparency in everything we do, setting bold goals, and pursuing a clear strategy that seeks to move the needle. We are constantly growing and adapting to the changes of society, and invite you to learn more about how you can make an impact.

About Duc-Huy

 

Duc-Huy graduated from Stanford University in 2015 with a B.S. in Biological Sciences. While receiving her pre-medical education at Stanford, she worked with their Integrated Market Services (IMS) team to establish connections with alumni and assisted in collecting philanthropic gifts for the school to fund the undergraduate and graduate programs. During her three-year tenure, she participated in the IMS’ most successful fiscal year.

After her time at Stanford, Duc-Huy continued to pursue medicine at the American University of Antigua. She is currently doing her residency in California which consists, largely, of educating patients on the importance of preventative care to better prepare for their future.

She believes that in preparing for the future, one must also take care of themselves from a financial standpoint and she can think of no one better than KW Wealth Management LLC to assist them in this planning.

Duc-Huy has native fluency in Vietnamese and is proficient in Spanish.