Kimmy Wan, MBA
Chief Wealth Strategist
Founder and Chief Compliance Officer
Kimmy is the founder and owner of KW Wealth Management LLC. She has more than 22 years of experience in the financial services industry.
Licenses & Certifications
Life, Health & Variable Annuity Insurance License agent, CA Insurance License #0I00529
Licensed Investment Adviser Representative with KW Wealth Management
Registered Banker of CBC Securities, specializing in mergers, acquisitions, corporate finance, corporate take over, deal process for venture capital, small and medium size companies through the transformative corporate decision process, capital formations, accounting restructuring and private placement.
FINRA Series 3, 4, 7, 24, 63 and 66 Securities Licenses
Kimmy graduated from California State University, Sacramento in 1998 with a B.S. in Finance and Economics and then obtained her M.B.A. in Finance from the University of Phoenix. She was a Vice President-Sr. Financial Consultant for Charles Schwab Corporation, Manager of Asia Pacific Relationship Management and a Mutual Fund Operation Analyst for E-Trade Financial Corporation. Kimmy is an expert wealth advisor in helping those who are retired as well as those planning for retirement. Kimmy specializes in modern portfolio management, risk management, financial planning, and investment strategic planning.
Kimmy believes the best way to serve her clients is to get involved in their lives and their stories. She loves to work with people.
In her spare time, she enjoys tutoring her son in Chinese and piano. She also volunteers at her son’s elementary school as well as at local senior centers.
Kimmy has native fluency in Chinese Mandarin and Cantonese.
Duc Huy Nguyen
Duc-Huy is the Marketing Strategist for KW Wealth Management LLC. She has experience in marketing, philanthropic giving, and Health care.
Duc-Huy graduated from Stanford University in 2015 with a B.S. in Biological Sciences. While receiving her pre-medical education at Stanford, she worked with their Integrated Market Services (IMS) team to establish connections with alumni and assisted in collecting philanthropic gifts to the school to fund the undergraduate and graduate programs. During her three-year tenure, she participated in the IMS’ most successful fiscal year.
After her time at Stanford, Duc-Huy continued to pursue medicine and is now a third-year medical student at the American University of Antigua. She is currently doing her rotations in Southern California which consists, largely, of educating patients on the importance of preventative care to better prepare for their future.
She believes that in preparing for the future, one must also take care of themselves from a financial standpoint and she can think of no one better than KW Wealth Management LLC to assist them in this planning.
Duc-Huy has native fluency in Vietnamese and is proficient in Spanish.